Digital Audio: Conversion: Alternative convertors

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Although PCM audio is universal because of the ease with which it can be recorded and processed numerically, there are several alternative related methods of converting an analog waveform to a bitstream. The output of these convertor types is not Nyquist rate PCM, but this can be obtained from them by appropriate digital processing. In advanced conversion systems it’s possible to adopt an alternative convertor technique specifically to take advantage of a particular characteristic. The output is then digitally converted to Nyquist rate PCM in order to obtain the advantages of both.

Conventional PCM has already been introduced. In PCM, the amplitude of the signal only depends on the number range of the quantizer, and is independent of the frequency of the input. Similarly, the amplitude of the unwanted signals introduced by the quantizing process is also largely independent of input frequency.


FGR. 43 introduces the alternative convertor structures. The top half of the diagram shows convertors which are differential. In differential coding the value of the output code represents the difference between the current sample voltage and that of the previous sample. The lower half of the diagram shows convertors which are PCM. In addition, the left side of the diagram shows single-bit convertors, whereas the right side shows multi-bit convertors.

In differential pulse code modulation (DPCM), shown at top right, the difference between the previous absolute sample value and the current one is quantized into a multi-bit binary code. It’s possible to produce a DPCM signal from a PCM signal simply by subtracting successive samples; this is digital differentiation. Similarly the reverse process is possible by using an accumulator or digital integrator (see Section 2) to compute sample values from the differences received. The problem with this approach is that it’s very easy to lose the baseline of the signal if it commences at some arbitrary time. A digital high-pass filter can be used to prevent unwanted offsets.

Differential convertors don’t have an absolute amplitude limit.

Instead there is a limit to the maximum rate at which the input signal voltage can change. They are said to be slew rate limited, and thus the permissible signal amplitude falls at 6 dB per octave. As the quantizing steps are still uniform, the quantizing error amplitude has the same limits as PCM. As input frequency rises, ultimately the signal amplitude available will fall down to it.

If DPCM is taken to the extreme case where only a binary output signal is available then the process is described as delta modulation (top-left in FGR. 43). The meaning of the binary output signal is that the current analog input is above or below the accumulation of all previous bits. The characteristics of the system show the same trends as DPCM, except that there is severe limiting of the rate of change of the input signal. A DPCM decoder must accumulate all the difference bits to provide a PCM output for conversion to analog, but with a one-bit signal the function of the accumulator can be performed by an analog integrator.

If an integrator is placed in the input to a delta modulator, the integrator's amplitude response loss of 6 dB per octave parallels the convertor's amplitude limit of 6 dB per octave; thus the system amplitude limit becomes independent of frequency. This integration is responsible for the term sigma-delta modulation, since in mathematics sigma is used to denote summation. The input integrator can be combined with the integrator already present in a delta-modulator by a slight rearrangement of the components (bottom-left in FGR. 43). The transmitted signal is now the amplitude of the input, not the slope; thus the receiving integrator can be dispensed with, and all that is necessary to after the DAC is an LPF to smooth the bits. The removal of the integration stage at the decoder now means that the quantizing error amplitude rises at 6 dB per octave, ultimately meeting the level of the wanted signal.

The principle of using an input integrator can also be applied to a true DPCM system and the result should perhaps be called sigma DPCM (bottom-right in FGR. 43). The dynamic range improvement over delta- sigma modulation is 6 dB for every extra bit in the code. Because the level of the quantizing error signal rises at 6 dB per octave in both delta-sigma modulation and sigma DPCM, these systems are sometimes referred to as 'noise-shaping' convertors, although the word 'noise' must be used with some caution. The output of a sigma DPCM system is again PCM, and a DAC will be needed to receive it, because it’s a binary code.

As the differential group of systems suffer from a wanted signal that converges with the unwanted signal as frequency rises, they must all use very high sampling rates.

It’s possible to convert from sigma DPCM to conventional PCM by reducing the sampling rate digitally. When the sampling rate is reduced in this way, the reduction of bandwidth excludes a disproportionate amount of noise because the noise shaping concentrated it at frequencies beyond the audio band. The use of noise shaping and oversampling is the key to the high resolution obtained in advanced convertors.


FGR. 44 Oversampling has a number of advantages. In (a) it allows the slope of analog filters to be relaxed.

In (b) it allows the resolution of convertors to be extended. In (c) a noise-shaped convertor allows a disproportionate improvement in resolution.

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Updated: Saturday, 2017-10-14 14:12 PST